IPO Listing | Investments - HSBC HK

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IPO Loan Facility Key Facts Statement

IPO Loan Facility Key Facts Statement (PDF)

Subscribe to IPOs easily even when you're on the move

Be the first to know about new IPOs on the market, and subscribe to them easily right on their first listing day. You can do it online, on mobile or via our eIPO Centre, or sign up for our HSBC IPO Nominees Services so we can subscribe on your behalf.

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IPO Current List

IPO Current List Table

Stock/Bond Code	Name	Next Steps

IPO Current List Table

View historical IPO listing

Key benefits

Comprehensive services for keen investors

Subscribe to IPOs for stocks, bonds and certificates of deposit through us; or increase your subscription power with an IPO loan facilities, available to eligible customers for selected IPOs

Get it handled on your behalf

Simply instruct us through our HSBC IPO Nominees Services—your IPO shares will be credited to your investment or securities account directly and available for trading on their first listing day

Flexible ways to subscribe

Subscribe to stock IPOs via the HSBC HK Easy Invest app, HSBC HK App or HSBC Online Banking; and to bond/certificate of deposit IPOs via the HSBC HK App or HSBC Online Banking

Limited time offers

For IPO Loan Facilities,

1.As low as 0% p.a. interest

2.Please select 'apply' from the IPO Current List above to apply for selected IPO(s), and to check availability of IPO Loan Facilities.

For Silver Bond IPO,

1.Waive all handling fees1

2.Please access the Programme Circular and Issue Circular of Silver Bond Series due in 2028 prior to application. Please read through the Declaration to be made for IPO application.

3.Terms and conditions apply

4.Please click the "Info" button for details and "Apply" button below for IPO subscription.

Investment involves risk.

Explore HSBC IPO services

Stocks IPOs

Streamline your applications through our HSBC IPO Nominees Services
Apply 24/7 during the IPO offer period
Trade Hong Kong IPO shares on their first listing day
Increase your investing power with an IPO loan facilities

Learn more about Stocks IPOs

Bonds and certificates of deposit (CDs) IPOs

Subscribe to bond IPOs issued by corporations or local government bodies
Subscribe to CD IPOs issued by banks from time to time
Apply 24/7 during the bond and CD IPO offer period

Learn more about Bonds and certificates of deposit (CDs) IPOs

IPO loan facilities

Increase your subscription capabilities with IPO loan facilities, available to eligible customers for selected IPOs at a portion of the value of the shares subscribed—please refer to our list of currently available IPOs for details.
Apply for IPO loan facilities via the HSBC HK Easy Invest app, HSBC HK Mobile Banking app or HSBC Online Banking while making your IPO application during our HSBC IPO Nominees Services offering period

Learn more about IPO loans This link will open in a new window

Loan Facility Fee Calculator

The loan facility fee calculator estimation is for reference only.

dpws-tools-calculator-creator

Please note the applicable loan calculator assumptions6.

Remarks:

The loan facility fee calculator estimation shown above is for reference only and does not represent the actual facility fee. The actual repayment liability depends on the actual terms of each borrowing arrangement.
HK dollar loan facility fee is calculated on the basis of actual number of days elapsed and 365-days in a year or 366-days in a leap year.
US dollar loan facility fee is calculated on the basis of actual number of days elapsed and 360-days per year.
The actual loan facility fee amount charged may differ, please refer to the relevant statement of the settlement account.
The effective loan facility for individual customers may vary and subject to the applicable terms of the facility including any promotional offer. Please refer to the relevant product information.
Loan calculator assumptions: a. Loan facility fee is calculated by assuming the loan facility amount remains unchanged.

To borrow or not to borrow? Borrow only if you can repay!

What is the HSBC IPO Nominees Services?

When you make an application via the HSBC IPO Nominees Services, we'll subscribe to the IPO holdings on your behalf.

To use this service, simply maintain an investment services/securities account with us. The allotted IPO holdings will be credited to your HSBC investment services/securities account directly on the allotment day. You can trade your shares on the first listing day.

If you wish to subscribe to the IPO holdings in your own name, use the White Form. You can choose to collect share certificates in person or to receive them by post. The shares may only be sold after being deposited in an investment or securities account with a bank or broker.

IPO service charges

The RMB charges shown apply to RMB-denominated stock.

Service2 (Handling fee for a Yellow Form application)	Rate	Minimum charge
Via the HSBC Easy Invest app, HSBC HK Mobile Banking app or HSBC Online Banking	HKD0 / RMB0

The RMB charges shown apply to RMB-denominated stock.

Minimum charge
Service2 (Handling fee for a Yellow Form application)	Via the HSBC Easy Invest app, HSBC HK Mobile Banking app or HSBC Online Banking
Rate	HKD0 / RMB0

Subscribe to IPOs

HSBC investment account holders

If you already hold an investment or securities account with us, you can log on to HSBC Online Banking to subscribe to an IPO.

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Don't have an HSBC investment account?

You can open an investment account on the HSBC HK Mobile Banking app and start trading with us in minutes.

Open an investment account

Find out more

Where can I deposit my share certificates?

You can deposit share certificates at any of the following 9 branches:

Hong Kong Office
Exchange Square Branch
North Point Branch
Mong Kok Branch
Tsim Sha Tsui Branch
Kwun Tong Branch
Tsuen Wan Branch
Yuen Long Branch
Tai Po Branch

You can use our branch finder to see their addresses and opening hours.

What are the risks associated with IPOs?

Oversubscription risk

In some cases, an IPO may be oversubscribed. The company may go through a balloting/allocation process to determine whether an investor will receive any securities, and if so, what amount. Investors may be tempted to subscribe to a greater quantity than they intended, believing that they will not receive the full amount in the event of oversubscription. But if the IPO is not oversubscribed, investors will receive the whole quantity that they applied for, and they'll have to pay for its cost in full.

Market risk

There is a risk that the company's share price will drop below its initial IPO price once the company's securities/bonds trading (on the stock market or otherwise) starts. The securities/bonds/prices will fluctuate over time.

Company risk

It's vital to understand the company and business you're investing in. Study the prospectus and financial reports thoroughly, and consider seeking professional advice before making any investment decisions. For more information on investing, visit our investment services page.

What are the benefits of applying through HSBC IPO Nominees Services?

Our HSBC IPO Nominees Services offer a more convenient way to subscribe to IPOs. You'll need to maintain an HSBC investment services/securities account to use these services. We can help you throughout the application process and you can enjoy the benefit of:

convenient payments—you can pay the application fee through direct debit from any of your HSBC accounts, saving you time and hassle
leveraging the earliest availability—your allotted securities/bonds/certificates of deposit will be credited to your investment services/securities account directly on the first listing/issue day so you can act immediately according to market conditions
convenient refunds—any refunds of the application fee will be credited to your payment account directly

How much funds should I hold in my settlement account after I've submitted an IPO application?

This formula may be a good starting point.

Total amount = (price per share * number of shares applied for) + brokerage + handling fees if any + SFC transaction levy + AFRC transaction levy + stock exchange trading fee

Please note that the FRC transaction levy came into effect on 1 January 2022.

You should round up the total amount to the nearest integer. This will be the amount of funds you should hold in your settlement account. The actual settlement amount may be greater or lower than the amount calculated using the aforementioned formula.

We may adopt some rounding measures in calculating the transaction levies, stamp duty and HKEX trading fee, but we will ensure that it never results in your paying more than the stated levy. We'll also make sure that the correct levies will be paid to the relevant regulatory authorities.

How do I know whether my IPO application has been successfully submitted?

You can check your application progress on the 'Order status' page via HSBC Online Banking, HSBC HK Mobile Banking App or HSBC HK Easy Invest app. If your IPO application is submitted successfully, you'll see the status for your IPO application on the page.

Can I amend or cancel my stock IPO application?

You cannot amend a stock IPO application, but you can cancel a stock IPO and submit a new application before the cut-off time.

You can do so via HSBC Online Banking, HSBC HK Mobile Banking App or HSBC HK Easy Invest App before the cut-off time of that stock IPO application. To cancel an applied stock IPO, find the stock IPO application in the 'Order status' page and then select 'Cancel'.

How do I know if my IPO application is successful or not?

If your IPO application is successful, newly allotted stocks/ bonds/ certificates of deposit will be credited into your Investment Services/ Securities account on the issue date. You can then take immediate action according to market conditions.

How will I be refunded if my application is partially successful or wholly unsuccessful?

If your application is partially successful or wholly unsuccessful, we'll credit the application fee (or part thereof) back to your chosen settlement account directly within the number of days specified in the respective prospectus or offering memorandum.

To learn more about investing in IPO with HSBC, check out our investment FAQs.

Note

1 Handling fees include subscription handling fee, safe custodian fee, interest collection fee, maturity redemption fee, Transfer-in fee from other Banks/ Brokerage firms, and Transfer fee between Central Moneymarkets Units (CMU) and Central Clearing and Settlement System (CCASS).

2 Related charges of the above local securities services will also apply, where applicable.

Disclaimer

Bonds and Certificates of Deposit ("CDs") Risk Disclosure

There are risks involved in buying bonds/CDs. Before applying for any of bonds/CDs, you should consider whether bonds/CDs is suitable for you in light of your own financial circumstances and objectives. If you are in any doubt, get independent professional advice.
Bonds/CDs are mainly medium to long term fixed income products, not for short term speculation. You should be prepared to hold your funds in bonds/CDs for the full tenor; you could lose part or all of your principal if you choose to sell your bonds/CDs prior to maturity.
It is the issuer to pay interest and repay principal of bonds/CDs. If the issuer defaults, the holder of bonds/CDs may not be able to receive back the interest and principal. The holder of bonds/CDs bears the credit risk of the issuer and has no recourse to HSBC unless HSBC is the issuer itself.
Indicative price of bonds/CDs are available and the bonds/CDs' prices do fluctuate when market changes. Factors affecting market price of bonds/CDs include, and are not limited to, fluctuations in interest rates, credit spreads, and liquidity premiums. The fluctuation in yield generally has a greater effect on prices of longer tenor bonds/CDs. There is an inherent risk that losses may be incurred rather than profit made as a result of buying and selling bonds/CDs.
If you wish to sell bonds/CDs, HSBC may repurchase them based on the prevailing market price under normal market circumstances, but the selling price may differ from the original buying price due to changes in market conditions.
There may be exchange rate risks if you choose to convert payments made on the bond/CDs to your home currency.
The secondary market for bonds/CDs may not provide significant liquidity or may trade at prices based on the prevailing market conditions and may not be in line with the expectations of bonds/CDs' holders.
If bonds/CDs are early redeemed, you may not be able to enjoy the same rates of return when you use the funds to purchase other products.
Do not purchase the bonds/CDs unless you fully understand and are willing to assume the risks associated with it.

Additional risk disclosure to High yield bonds

High yield bonds are typically rated below investment grade by a credit rating agency, or unrated. Whilst high yield bonds bear a higher yield opportunity than investment grade bonds, they present greater risks of issuer default, liquidity, volatility and non-payment of principal and interest.
The risk of default on principal and / or interest, is greater for high yield bonds due to higher credit risk of the issuer and lower priority of claim by the bond holders in case of issuer default.
High yield bonds can sometimes be less liquid than investment-grade bonds, depending on the issuer and the market conditions at any given time. Investors may be difficult to sell the high yield bond before maturity or at prices in line with their expectation compare to listed bond.
High yield bonds tend to be more vulnerable to economic cycles and changes in the issue's financial conditions or business developments. In particular, during economic downturn, such bonds typically fall more in value than investment-grade bonds as the issuer default risk rises and investors become more risk adverse.
Please be aware the concentration risk of investing in bonds issued by the same issuer or companies by the same group. A degrading of any of the group company's credit rating may expose the whole group to contagion risk. Please be also aware the risk of over concentrating investment in the high risk investment products.

Renminbi related products Risk Disclosure

There may be exchange rate risks if you choose to convert RMB payments made on the bonds/CDs to your home currency.
RMB debt instruments are subject to interest rate fluctuations, which may adversely affect the return and performance of the RMB products.
RMB products may suffer significant losses in liquidating the underlying investments if such investments do not have an active secondary market and their prices have large bid/ offer spreads.
You could lose part or all of your principal if you choose to sell your RMB bonds/CDs prior to maturity.

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