LTE Interworking (NSA : Non StandAlone) - 5G | ShareTechnote
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Interworking with LTE - NSA / ENDC in a Nutshell
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This is about one of NR deployment options where LTE work as a master and NR work as a secondary cell (In 3GPP terms, this is about EN-DC (EUTRA-NR Dual Connectivity) / MR-DC with EPC as described in 37.340). In this configuration, UE get connected to LTE network first and then connected to NR via RRC Connection Reconfiguration process. Further details on lower layer process is yet to be studied, but just looking into the conentents of RRCConnectionReconfiguration would give you some general idea about the mechanism.
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Overall RAN architecture of EN-DC can be illustrated as below (this is based on 37.340 - 4.3.1 and 4.3.2). As you see here, UE is communicating with both LTE eNB and NR gNB in Radio side, but all those communication (signaling and data) are going through LTE core network. Though not shown in this illustration, I would point out that LTE eNB and NR gNB are using their own PHY/MAC (i.e, independent MAC Scheduler)).
As you see here, in case of data plane both Master Node(LTE) and Secondary Node(gNB) has direct interface with LTE corenetwork(S-GW), but in case of control plane only Master Node(LTE) has direct interface with LTE core network(MME).

NOTE : This illustration is just to give you the big picture of how 4G/5G RAN connected to each other and how they are connected to core network (EPC). It is based on general concept of Option 3, but not showing any specific variation of the option (e.g, plain option 3 or 3a or 3x). For further details of those deployment options, refer to Deployment Scenario page and some references linked in the page.
Now let's read the picture. If you take a close look at the illustration and just describe it in words, you would get the descrition as follows. If you don't like reading (like me :), just take 10 minutes (not 10 seconds) and look thorugh each and every part and lines of the picture.
- For C-Plane
- There is an interface between MN(Master Node : MeNB in this csae) and the SN (Secondary Node : En-gNB in this case). This interface is called X2-C.
- There is an interface between MN and CN(Core Network : MME in this case). This interface is called S1-MME.
- There is NO direct interface(connection) between SN and CN
- For U-Plane
- There is an interface between MN(Master Node : MeNB in this csae) and the SN (Secondary Node : En-gNB in this case). This interface is called X2-U.
- There is an interface between MN and CN(Core Network : MME in this case). This interface is called S1-U
- There is an interface(connection) between SN and CN. This interface is called S1-U.
Following is based on 37.340 - Figure 4.2.2-3 and Figure 4.2.2-1. As mentioned before, there are roughly two options when LTE and NR interplay. One option is to make LTE as a master and NR as a slave. The other option is to make NR as a master and LTE as a slave. In real deployment, especially at the early deployment, the first option (i.e, LTE Master and NR Slave) would be the major deployment option. This illustration is also to show the overal radio stack structure of LTE Master and NR Slave.

In terms of Over The Air(OTA) and Physical Layer perspective, LTE-NR interworking (EN-DC) in NSA(Non-StandAlone) is only one possibility (assuming that LTE always becomes the Anchor), but with the same OTA/Physical layer there can still be multiple possibilities of implementing higher layer bearer.
38.331 - 5.3.1.1 RRC connection control states as follows :
In case of EN-DC, the SCG cells use another RAT, namely NR. When configured with EN-DC, user data carried by a DRB may either be transferred via MCG, via NR SCG or via both MCG and NR SCG. Also RRC signalling carried by a SRB may either be transferred via MCG or via both MCG and NR SCG. When DRBs and SRBs are configured with transmission via both MCG and SCG, duplication may be used in both DL and UL.
I just tried to turn this statement into illustration as follows (This illustration is based on 37.340 - Figure 4.2.2-3 and Figure 4.2.2-1) :
The statement 'DRB may either be transferred via MCG, via NR SCG or via both MCG and NR SCG' can be illustrated as follows.

There is another bearer type called split Bearer (or split DRB). It can be illustrated as follows. You may find more details about this in Split Bearer page.

In ENDC(Eutra NR Dual Connectivity), LTE would become a MCG(Master Cell Group) and NR would become a SCG(Secondary Cell Group). MCG work as the anchor and UE performs initial registration to this anchor cell group, and this anchor cell add one or more Secondary Cells (SCG). In 36.331-5.3.1.1, there are three different types(ways) of adding SCGs to the LTE anchor cell as follows.
- Perform RA Procedure to PScell
- Reset NR MAC
- Re-establish NR RLC
- Re-establish NR PDCP
- Refresh NR SCG security
- Perform RA to the PSCell,
- Reset NR MAC
- Re-establish NR RLC re-establishment and
- Re-establish PDCP data recovery (for AM DRB)
- Does not perform RA to the PScell
- Does not refresh NR SCG security
- Reset NR MAC
- Re-establish NR RLC
Type 1 : Reconfiguration with sync and key change
Type 2 : Reconfiguration with sync but without key change
Type 3 : Regular NR SCG reconfiguration without Sync / SCG Security
This section is about how to add NR cell(Secondary Node) to an existing LTE Cell.(Master Note). Overall signaling flow is illustrated below. This flow is based on 37.340 - 10.2.1 except the step 6-0 which is added by me. As you may notice,the process is iniated by MN (Master Node : LTE eNB in this case) and final confirmation is done by MME.
< 37.340 - Figure 10.2.1-1: Secondary Node Addition procedure >

Step 1 : MN (Master Node : LTE eNB) send SgNB Addition Request to SN (Secondary Node : NR gNB in this case). LTE eNB forward following informations to NR gNB.
- E-RAB Characteristics (E-RAB Parameters, TNL address information)
- The requested SCG configuration information including the entire UE capabilities and UE capability coordination result
- The latest measurement result for SN to choose
- Securiy Information to enable SRB3
- In case of bearer option that requires X2-U between MN and SN
- X2-U TNS address information
- In case of SN terminated split bearers,
- the maximum supportable QoS level
Step 2 : (If SN decided to accept the request), it sends SgNB Addition Request Acknowlege performing followings
- Allocate the necessary radio resources transport network resources
- decides Pscell and other SCG Scells and provide the new SCG radio resource configuration to MN
- In case of bearer options that requires X2-U between MN and SN
- provides X2-U TNS address informations
- In case of SCG radio resources being requested
- provide SCG radio resource configuration
Step 3 : If NR gNB accept the SN addition request and provides all the necessary information to LTE eNB, LTE eNB generate RRC Connection Reconfiguation message carrying all the necessary information and send it to UE. This message carries NR RRC Connection Cofiguration in it so that UE can figure out the necessary configuration information for NR gNB.
Step 4 : After UE received RRCConnectionReconfiguration, it checks if all the configurations in the message is doable in UE side, it sends RRCConnectionReconfigurationComplete message. This message includes NR RRC Response as well.
Step 5 : Once MN (LTE eNB) received RRCConnectionReconfigurationComplete from UE, the MN informs SN(NR gNB) that UE has completed the reconfiguration procedure.
Step 6-0 : Based on the information contained in NR RRCConnectionConfiguration within RRC Connection Reconfiguration message, UE detects SSBlock(PSS, SSS and PBCH) of NR gNB. For the details of SSBlock, see SSBlock page.
Step 6 : Once it successfully detects PSS, SSH, PBCH of NR gNB, it performs RACH procedure to PSCell of the SN (NR gNB). UE aquire all the information required for RACH procedure from RRC Connection Reconfiguration message instead of SIB, this process is described in RACH Process for LTE-Interworking(ENDC) .
Following is a summary of overall NSA procedure which would give you more practical sense. This would be the most common NSA protocol sequence that you may see from RRC/NAS log.
| Direction | Message/Procedure | Comments |
| UE <-- NW | SIB2 with 5G support indication | See this note for an example |
| UE <-> NW | < LTE Initial Attach Start> | |
| ... | ||
| UE <-- NW | UECapabilityInformqtionEnquiry | NW request UE to notify NR capability |
| UE --> NW | UECapabilityInformation | UE Report NR capability. See this note |
| ... | ||
| < LTE Initial Attach Complete> | ||
| UE <-- NW | RrcConnectionReconfiguration for NR Cell Measurement | See this note for an example |
| UE --> NW | RrcConnectionReconfigurationComplete | |
| UE --> NW | MeasurementReport with NR Cell Measurement | See this note for an example |
| UE <-- NW | RrcConnectionReconfiguration for NR Addition | See this note for the details |
| UE --> NW | RrcConnectionReconfigurationComplete | |
| UE <-> NW | Peform RACH process to NR Cell | See this note for an example |
The major role of RRC in LTE-NR Interworking(more specifically ENDC) is to add NR as a secondary cell to LTE Anchor cell. The major IE(information elements) related to this process are
- nr-Config
- nr-SecondaryCellGroupConfig
- nr-RadioBearerConfig1
These few IEs has very complicated structures in it and carries so much information. Basically they carries all the information that combines MIB, SIB and RRC Configuration messages in standalone NR. I will take a while to get the detailed understanding on each and every elements of informations in it. Followings are rough summary of informations carried by the RRC Connection Reconfiguration message.
| Function (Information) | Description |
| Frequency and Bandwidth in NR Downlink | spCellConfigCommon.frequencyInfoDL spCellConfigCommon.initialDownlinkBWP |
| Frequency and Bandwidth in NR Uplink | spCellConfigCommon.uplinkConfigCommon.frequencyInfoUL spCellConfigCommon.uplinkConfigCommon.initialUplinkBWP |
| PRACH to NR | spCellConfigCommon.uplinkConfigCommon.initialUplinkBWP.rach-ConfigCommon |
| PDCCH Configuration to decode RAR(PDSCH) | spCellConfigCommon.initialDownlinkBWP.pdcch-ConfigCommon |
| PDSCH Configuration to send RAR(PDSCH) | spCellConfigCommon.initialDownlinkBWP.pdsch-ConfigCommon |
| PUSCH Configruation for Common Channel | spCellConfigCommon.uplinkConfigCommon.initialUplinkBWP.PUSCH-ConfigCommon |
| PDCCH Configuration for dedicated channels (msg4 and onwards) | spCellConfigDedicated.initialDownlinkBWP.pdcch-Config |
| PDSCH Configuration for dedicated channels (msg4 and onwards) | spCellConfigDedicated.initialDownlinkBWP.pdsch-Config |
| PUCCH Configruation for Dedicated Channel (msg4 Ack/Nack and onwards) | spCellConfigDedicated.initialDownlinkBWP.pdcch-Config |
| PUSCH Configruation for Dedicated Channel (msg4 Ack/Nack and onwards) | spCellConfigDedicated.initialDownlinkBWP.pdcch-Config |
| tdd UL/DL Configuration | spCellConfigCommn.tdd-UL-DL-ConfigurationCommon spCellConfigDedicated.tdd-UL-DL-ConfigurationDedicated |
RRCConnectionReconfiguration-v1430-IEs ::= SEQUENCE {
sl-V2X-ConfigDedicated-r14 SL-V2X-ConfigDedicated-r14 OPTIONAL, -- Need ON
sCellToAddModListExt-v1430 SCellToAddModListExt-v1430 OPTIONAL, -- Need ON
perCC-GapIndicationRequest-r14 ENUMERATED{true} OPTIONAL, -- Need ON
systemInformationBlockType2Dedicated-r14
OCTET STRING (CONTAINING SystemInformationBlockType2) OPTIONAL,
nonCriticalExtension RRCConnectionReconfiguration-v15x0-IEs OPTIONAL
}
RRCConnectionReconfiguration-v1510-IEs ::= SEQUENCE {
nr-Config-r15 CHOICE {
release NULL,
setup SEQUENCE {
endc-ReleaseAndAdd-r15 BOOLEAN,
nr-SecondaryCellGroupConfig-r15 OCTET STRING OPTIONAL, -- Need ON
p-MaxEUTRA-r15 P-Max OPTIONAL -- Need ON
}
} OPTIONAL, -- Need ON
sk-Counter-r15 INTEGER (0.. 65535) OPTIONAL, -- Need ON
nr-RadioBearerConfig1-r15 OCTET STRING OPTIONAL, -- Need ON
nr-RadioBearerConfig2-r15 OCTET STRING OPTIONAL, -- Need ON
tdm-PatternConfig-r15 CHOICE {
release NULL,
setup SEQUENCE {
subframeAssignment-r15 SubframeAssignment-r15,
harq-Offset-r15 INTEGER (0.. 9)
}
} OPTIONAL, -- Need ON
nonCriticalExtension SEQUENCE {} OPTIONAL
}
RRCConnectionReconfiguration-v15x0-IEs ::= SEQUENCE {
endc-Config-r15 SEQUENCE {
scg-ConfigReleaseNR-r15 BOOLEAN,
sk-Counter-r15 INTEGER (0.. 65535) OPTIONAL, -- Need ON
nr-SecondaryCellGroupConfig-r15 OCTET STRING OPTIONAL, -- Need ON
nr-RadioBearerConfig-r15 OCTET STRING OPTIONAL, -- Need ON
nr-RadioBearerConfigS-r15 OCTET STRING OPTIONAL, -- Need ON
tdm-PatternSingle-Tx-r15 SEQUENCE {
subframeAssignment-r15 SubframeAssignment-r15,
harq-Offset-r15 INTEGER (0.. 9) OPTIONAL -- Need ON
} OPTIONAL -- Need ON
} OPTIONAL -- Need ON
nonCriticalExtension SEQUENCE {} OPTIONAL
}
nr-SecondaryCellGroupConfig1-r15,nr-SecondaryCellGroupConfig2-r15 : Includes NR RRCReconfiguration message.
The field includes the configuration of RBs configured with NR PDCP.
nr-RadioBearerConfig : Include NR RadioBearerConfig. Mainly for DRB, EPS, NR PDCP Configuration
RRCConnectionResume-v15x0-IEs ::= SEQUENCE {
sk-Counter-r15 INTEGER (0.. 65535) OPTIONAL, -- Need ON
nr-RadioBearerConfig-r15 OCTET STRING OPTIONAL, -- Need ON
nr-RadioBearerConfigS-r15 OCTET STRING OPTIONAL, -- Need ON
nonCriticalExtension SEQUENCE {} OPTIONAL
}
Example >
As mentioned above, RRC Connection Reconfiguration in LTE for Adding NR Cell carries only a couple of container that carries a huge tree of NR RRC message. Due to the complicated RRC structure in NR, I found it difficult to put the whole structure and description of any NR RRC message in a single page. In this example, you will see a couple of starting points of NR RRC part as shown below and you should follow the link until you reach the final destination.
NOTE : If you want to see the contents of full log with Amarisoft Log viewer, go to LogAnalysis section and click on 'Sample Log' in this tutorial of Amarisoft TechAcademy.
rrcConnectionReconfiguration
measConfig
mobilityControlInfo
dedicatedInfoNASList
radioResourceConfigDedicated
nonCriticalExtension
laterNonCriticalExtension
nonCriticalExtension
otherConfig-r9
fullConfig-r9
nonCriticalExtension
sCellToReleaseList-r10
sCellToAddModList-r10
nonCriticalExtension
systemInformationBlockType1Dedicated-r11
nonCriticalExtension
wlan-OffloadInfo-r12
scg-Configuration-r12
sl-SyncTxConfrol-r12
sl-DiscConfig-r12
sl-CommonConfig-r12
nonCriticalExtension
sCellToReleaseListExt-r13
sCellToAddModListExt-r13
lwa-Configuration-r13
lwip-Configuration-r13
rdwi-Configuration-r13
nonCriticalExtension
sl-V2X-ConfigDedicated-r14
sCellToAddModListExt-v1430
perCC-GapIndicationRequest-r14
systemInformationBlockType2Dedicated-r14
nonCriticalExtension
nr-Config-r15
endc-ReleaseAndAdd-r15
nr_SecondaryCellGroupConfig-r15
cellGroupID
rlc-BearerToAddModList
mac-CellGroupConfig
physicalCellGroupConfig
spCellConfig
servCellIndeix
reconfigurationWithSync
spCellConfigCommon
physCellId
frequencyInfoDL
initialDownlinkBWP
genericParameters
pdcch_ConfigCommon
setup
commonControlResources
commonSearchSpaces
searchSpaceSIB1
searchSpaceOtherSystemInformation
pagingSearchSpace
ra_ConfrolResourceSet
ra_SearchSpace
pdsch_ConfigCommon
setup
pdsch_AllocationList
uplinkConfigCommon
frequencyInfoUL
initialUplinkBWP
supplementaryUplinkConfig
supplementaryUplinkConfig
ssb_PositionsInBurst
ssb_periodicityServingCell
dmrs_TypeA_Position
lte_CRS_ToMatchAround
rateMatchPatternToAddModList
rateMatchPatternToReleaseList
subcarrierSpacing
tdd_UL_DL_ConfigurationCommon
referenceSubcarrierSpacing
dl_UL_TransmissionPeriodicity
nrofDownlinkSlots
nrofDownlinkSymbols
nrofUplinkSlots
nrofUplinkSymbols
tdd_UL_DL_ConfigurationCommon2
ss_PBCH_BlockPower
newUE_Identity
t304
rach_ConfigDedicated
rlf-TimersAndConstants
rlmInSyncOutOfSyncThreshold
spCellConfigDedicated
tdd_UL_DL_ConfigurationDedicated
initialDownlinkBWP
pdcch_Config
pdsch_Config
sps_Config
radioLinkMonitoringConfig
downlinkBWP_ToReleaseList
downlinkBWP_ToAddModList
firstActiveDownlinkBWP_Id
bwp_InactivityTimer
defaultDownlinkBWP_Id
uplinkConfig
initialUplinkBWP
uplinkBWP_ToReleaseList
uplinkBWP_ToAddModList
firstActiveUplinkBWP_Id
pusch_ServingCellConfig
supplementaryUplink
pdsch_ServingCellConfig
csi_MeasConfig
carrierSwitching
sCellDeactivationTimer
crossCarrierScheduleConfig
tag_Id
ue_BeamLockFunction
pathlossReferenceLinking
p_MaxEUTRA-r15
sk-Counter-r15
nr-RadioBearerConfig1-r15
nr-RadioBearerConfig2-r15
tdm-PatternConfig-r15
nonCriticalExtension
Measurement (LTE-NR Measurement)In real operation, it is expected for LTE to perform the measurement of the NR cell before it tries adding it. When it comes to measurement, first we need to think of what kind of measurement event to be used. And since this is interfrequency/interRAT from the point of LTE we need to think of measurement gap.
In terms of measurement event, we are using the existing event B1 and B2 and not new event is defined for NR measurement(see here for the details), but in terms of measurement gap, we got a lot of new gap patterns for NR measurement(see here for the details).
NOTE : If you want to see the contents of full log with Amarisoft Log viewer, go to LogAnalysis section and click on 'Sample Log' in this tutorial of Amarisoft TechAcademy.
Example 01 >
Following example message is from Amari Callbox and a commercial UE. I am just putting the measurement related part here and refer to this file for the full contents of the message.
message c1: rrcConnectionReconfiguration: {
rrc-TransactionIdentifier 0,
criticalExtensions c1: rrcConnectionReconfiguration-r8: {
measConfig {
measObjectToAddModList {
{
measObjectId 1,
measObject measObjectEUTRA: {
carrierFreq 300,
allowedMeasBandwidth mbw100,
presenceAntennaPort1 TRUE,
neighCellConfig '01'B
}
},
{
measObjectId 2,
measObject measObjectNR-r15: {
carrierFreq-r15 632256,
rs-ConfigSSB-r15 {
measTimingConfig-r15 {
periodicityAndOffset-r15 sf20-r15: 0,
ssb-Duration-r15 sf1
},
subcarrierSpacingSSB-r15 kHz30
},
quantityConfigSet-r15 1,
bandNR-r15 setup: 78
}
}
},
reportConfigToAddModList {
{
reportConfigId 1,
reportConfig reportConfigInterRAT: {
triggerType event: {
eventId eventB1-NR-r15: {
b1-ThresholdNR-r15 nr-RSRP-r15: 56,
reportOnLeave-r15 FALSE
},
hysteresis 0,
timeToTrigger ms100
},
maxReportCells 8,
reportInterval ms120,
reportAmount r1,
reportQuantityCellNR-r15 {
ss-rsrp TRUE,
ss-rsrq TRUE,
ss-sinr TRUE
}
}
}
},
measIdToAddModList {
{
measId 1,
measObjectId 2,
reportConfigId 1
}
},
quantityConfig {
quantityConfigEUTRA {
filterCoefficientRSRP fc3
},
quantityConfigNRList-r15 {
{
measQuantityCellNR-r15 {
filterCoeff-RSRP-r15 fc3
}
}
}
},
measGapConfig setup: {
gapOffset gp0: 16
}
},
......
}
message c1: measurementReport: {
criticalExtensions c1: measurementReport-r8: {
measResults {
measId 1,
measResultPCell {
rsrpResult 69,
rsrqResult 30
},
measResultNeighCells measResultNeighCellListNR-r15: {
{
pci-r15 500,
measResultCell-r15 {
rsrpResult-r15 79,
rsrqResult-r15 65,
rs-sinr-Result-r15 89
}
}
}
}
}
}
}
SCG FailureVarious type of failure can happen during NR addition after UE recieves RRC Connection Reconfiguration. When this happens, UE send SCG Failure Information message with various failure cause as listed below. This is based on 38.331 5.7.3.3. You should see 38.331 v15.4 or higher)
| Failure type of SCG-FailureInformation | ||
| t310-Expiry | This is triggered when UE is experience consecutive Out-Of_Sync at low layer. (Refer to 38.331-7.1.1 for further details.) Related Parameter : t310, n310, n311 | |
| t312-Expiry | (Applicable for failureType-v1610). Not receiving N311 consecutive in-sync indications from lower layers for the SpCell, receiving RRCReconfiguration with reconfigurationWithSync for that cell group after measurement report is triggered ( Refer to 38.331-7.1.1 for further details.) | |
| synchReconfigFailure-SCG | This is triggered when initial synchronization failed. It is triggered when UE fails to complete NR RACH until T304 expires Related Parameter : t304 (see 38.331 - 5.3.5.8.3 and 7.1.1 for further details) | |
| randomAccessProblem | This is triggered when random access process has failed Related Parameter : PreambleTransMax (see 38.331 - 5.7.3.3 for further details) | |
| rlc-MaxNumRetx | This is triggered when the maximum number of retransmissions has been reached Related Parameter : maxRetxThreshold (see 38.331 - 5.7.3.3 for further details) | |
| srb3-IntegrityFailure | This is triggered when SRB3 Integrity fails (see 38.331 - 5.7.3.3 for further details) | |
| scg-reconfigFailure | This is triggered when Reconfiguration message is not compatible with UE (see 38.331 - 5.7.3.3 for further details) | |
NOTE : If you speak / understand Korean, you may refer to this YouTube by Sean Mobile Channel(@22:00)
Carrier Aggregation Setup in NRAfter you add NR cell to LTE Anchor completing ENDC, you can add other NR cells to establish Carrer Aggregation(CA). The addition of secondary NR cells can be done at the same step as ENDC establishment or done separately after the ENDC Setup. This NR CA process is very similar to LTE CA establishment process. Overall procedure is as shown below.
| Step | Direction | Procedure |
| 1 | UE <-> NW | Establish ENDC Connection (NR Primary Cell + NR Secondary Cells) |
| 2 | UE < NW | NR Secondary Cell Activation by MAC CE |
| RRC Connection Message Structure for NR Secondary Cells |
| spCellConfig |
| reconfigurationWithSync |
| spCellConfigCommon |
| spcellConfigDedicated |
| sCellToAddModList[0] |
| sCellIndex |
| sCellConfigCommon |
| sCellConfigDedicated |
| sCellToAddModList[1] |
| sCellIndex |
| sCellConfigCommon |
| sCellConfigDedicated |
| .... |
| sCellToAddModList[n] |
| sCellIndex |
| sCellConfigCommon |
| sCellConfigDedicated |
[1] LTE-NR tight-interworking and the first steps to 5G (Errisson Research Blog)
[2] 4G-5G Interworking (SamSung)
Từ khóa » Mr-dc 3gpp
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MR-DC - Multi-RAT Dual Connectivity - Mpirical
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[DOC] Current Version - 3GPP TS 38.331
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MR-DC Architecture Options. | Download Scientific Diagram
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MR-DC With The 5G
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Multi-RAT Dual Connectivity In 5G - 5G HUB TECHNOLOGIES, INC
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Multi-connectivity In 5G New Radio Standards
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[PDF] ETSI TS 137 340 V16.4.0 (2021-01)
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[PDF] ETSI TS 137 340 V15.3.0 (2018-09)
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3GPP Rel-17 立项介绍:双链接(MR-DC)增强 - CSDN博客
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MRDC - The 3G4G Blog
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[PDF] Multi-Connectivity In Mobile Networks: Challenges And Benefits - ArXiv
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Measuring Carrier Aggregation & Dual Connectivity - Ericsson
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Dual Connectivity - Practical Aspects - Grandmetric