Question Banks CFA Level 1 Full - 123doc

TABLE OF CONTENT READING 1: ETHICS AND TRUST IN THE INVESTMENT PROFESSION .... 1 READING 2: CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT .... 128 READING 4: INTRODUCTION TO THE

KAPLAN SCHWESER CFA LEVEL 1 – QUESTION BANK

TABLE OF CONTENT

READING 1: ETHICS AND TRUST IN THE INVESTMENT PROFESSION 1

READING 2: CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT 5

READING 3.1: GUIDANCE FOR STANDARDS I(A) AND I(B) 12

READING 3.2: GUIDANCE FOR STANDARDS I(C) AND I(D) 26

READING 3.3: GUIDANCE FOR STANDARDS II 35

READING 3.4: GUIDANCE FOR STANDARDS III (A) AND III(B) 50

READING 3.5: GUIDANCE FOR STANDARDS III(C), III(D) AND III(E) 63

READING 3.6: GUIDANCE FOR STANDARDS IV 74

READING 3.7: GUIDANCE FOR STANDARDS V 95

READING 3.8: GUIDANCE FOR STANDARDS VI 112

READING 3.9: GUIDANCE FOR STANDARDS VII 128

READING 4: INTRODUCTION TO THE GLOBAL INVESTMENT PERFORMANCE STANDARDS 137

READING 5: THE GIPS STANDARDS 142

READING 6: THE TIME VALUE OF MONEY 148

READING 7: DISCOUNTED CASH FLOW APPLICATIONS 170

READING 8: STATISCAL CONCEPTS AND MARKET RETURNS 190

READING 9: PROBABILITY CONCEPTS 224

READING 10: COMMON PROBABILITY DISTRIBUTIONS 257

READING 11: SAMPLING AND ESTIMATION 284

READING 12: HYPOTHEIS TESTING 310

READING 13: TECHNICAL ANALYSIS 337

READING 14: TOPICS IN DEMAND AND SUPPLY ANALYSIS 344

READING 15: THE FIRM AND MARKET STRUCTURE 355

READING 16: THE AGGREGATE OUTPUT, PRICES AND ECONOMIC GROWTH 384

READING 17: UNDERTANDING THE BUSINESS CYCLES 396

READING 18: MONETARY AND FISCAL POLICY 407

READING 19: INTERNATIONAL TRADE AND CAPITAL FLOWS 429

READING 20: CURRENCY EXCHANGE RATES 444

READING 21: FINANCIAL STATEMENT ANALYSIS – AN INTRODUCTION 455

READING 22: FINANCIAL REPORTING STANDARDS 461

READING 23: UNDERSTANING INCOME STATEMENTS 468

READING 24: UNDERSTANDING BALANCE SHEETS 523

READING 25: UNDERSTANDING CASH FLOW STATEMENTS 537

READING 26: FINANCIAL ANALYSIS TECHNIQUES 571

READING 27: INVENTORIES 612

READING 28: LONG-LIVED ASSETS 639

REAEDING 29: INCOME TAXES 656

READING 30: NON-CURRENT (LONG-TERM) LIABILITIES 676

READING 31: FINANCIAL REPORTING QUALITY 692

READING 32: FINANCIAL STATEMENT ANAALYSIS – APPLICATIONS 698

READING 33: CORPORATE GOVERNANCE AND ESG – AN INTRODUCTION 708

READING 34: CAPITAL BUDGETING 714

READING 35: COST OF CAPITAL 731

READING 36: MEASURES OF LEVERAGE 760

READING 37: WORKING CAPITAL MANAGEMENT 771

READING 38: PORTFOLIO MANAGEMENT – AN OVERVIEW 783

READING 39: PORTFOLIO RISK AND RETURN PART I 788

READING 40: PORTFOLIO RISK AND RETURN PART II 808

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