SRO List - FDA

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SRO List

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SRO List

You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.

Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .
Search Criteria
Sort by: DUNS NUMBER ASC DUNS NUMBER DESC BUSINESS NAME ASC BUSINESS NAME DESC COUNTRY NAME ASC COUNTRY NAME DESC TICKER SYMBOL ASC TICKER SYMBOL DESC EXCHANGE NAME ASC EXCHANGE NAME DESC	No. of Records Found: 9,519

DUNS NUMBER	BUSINESS NAME	COUNTRY NAME	TICKER SYMBOL	EXCHANGE NAME
100049207	Peak Bio Inc.	USA	PKBO	OTHER OTC Market
100377805	Equillium Inc.	USA	EQ	NASDAQ
10088244	Fractyl Health Inc.	USA	GUTS	NASDAQ
101223287	Apyx Medical Corporation	USA	APYX	NASDAQ
101241060	Response Genetics Inc.	USA	RGDXQ	OTHER OTC Market
101248508	Hydromer Inc.	USA	HYDI	OTHER OTC Market
101591571	Bioelectronics Corporation	USA	BIEL	OTHER OTC Market
102054694	Amexdrug Corporation	USA	AXRX	OTHER OTC Market
102063521	Old COPPER Company, Inc.	USA	JCP	NEW YORK STOCK EXCHANGE
10209877	Project Sage Oldco Inc.	USA	SIENQ	OTHER OTC Market
102099843	Heron Therapeutics Inc.	USA	HRTX	NASDAQ
102221942	Dentsply Sirona Inc.	USA	XRAY	NASDAQ
102242286	Spectrascience Inc.	USA	SCIE	OTHER OTC Market
102530326	Mesa Laboratories Inc.	USA	MLAB	NASDAQ
102560141	Cel-SCI Corporation	USA	CVM	AMEX
102678187	Agile Therapeutics Inc.	USA	AGRX	OTHER OTC Market
102819484	Caredx Inc.	USA	CDNA	NASDAQ
102939048	Mendocino Brewing Company Inc	USA	MENB	OTHER OTC Market
10299970	Sweets & Treats Inc.	USA	ATLT	OTHER OTC Market
103046736	Mission Produce Inc.	USA	AVO	NASDAQ
103391843	Costco Wholesale Corporation	USA	COST	NASDAQ
103402343	National Beverage Corp.	USA	FIZZ	NASDAQ
103670485	New York Health Care Inc.	USA	BBAL	OTHER OTC Market
1042100	Ufp Technologies Inc.	USA	UFPT	NASDAQ
1042472	Seaboard Corporation	USA	SEB	AMEX
1053610	Revvity Inc.	USA	RVTY	NEW YORK STOCK EXCHANGE
1053982	Mks Inc.	USA	MKSI	NASDAQ
105593824	Hookipa Pharma Inc.	USA	HOOK	NASDAQ
105645035	Redwood Group International	USA	RDWD	OTHER OTC Market
105937669	Neuroone Medical Technologies Corporation	USA	NMTC	NASDAQ
105940121	Irwin Naturals	USA	IWIN	CANADIAN NATIONAL STOCK EXCHANGE
10614386	Abeona Therapeutics Inc.	USA	ABEO	NASDAQ
10626351	Macrogenics Inc.	USA	MGNX	NASDAQ
10634930	Ibio Inc.	USA	IBIO	NASDAQ
10664329	Lumos Pharma Inc.	USA	LUMO	NASDAQ
106771041	CCA Industries Inc.	USA	CAWW	OTHER OTC Market
106939809	Zynex Inc.	USA	ZYXI	NASDAQ
10720162	Worldwide Holdings Delaware Corp	USA	WWDH	OTHER OTC Market
1073530	Scynexis Inc.	USA	SCYX	NASDAQ
107512022	Perspective Therapeutics Inc.	USA	CATX	AMEX
107927702	Franchise Marketplace International Inc.	USA	PRIFPJ	NEW YORK STOCK EXCHANGE
107955085	Quick-Med Technologies Inc.	USA	QMDT	OTHER OTC Market
108183757	Idexx Laboratories Inc.	USA	IDXX	NASDAQ
108184367	Nyle International Corp.	USA	NYLE	OTHER OTC Market
108235029	Healthwarehouse.com Inc.	USA	HEWA	OTHER OTC Market
108870254	Icad Inc.	USA	ICAD	NASDAQ
109127378	Granite Falls Energy LLC	USA	GFGY	OTHER OTC Market
109177576	Domino's Pizza Inc.	USA	DPZ	NASDAQ
10936193	KLA Corporation	USA	KLAC	NASDAQ
109781198	Unicycive Therapeutics Inc.	USA	UNCY	NASDAQ